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  • Injection of Autologous Adipose-derived Stromal Vascular Fraction (ADSVF) into the Human Brain Ventricular System for Neurodegenerative Disorders: 2-year Results of a Phase 1 Study in 20 Patients

    Final Number:
    406

    Authors:
    Christopher M. Duma MD FACS; Oleg Kopyov PhD; Mark Berman MD; Elliott Lander MD; Jackie R See MD; Michael Elam MD; Sean Berman BS; Kristin Scord PA-C; Michael Arata MD; Ruslana Cannell; David Weiland; Chad BS Carraway; Lian Stemler; Azzurra-Sky Riley

    Study Design:
    Clinical Trial

    Subject Category:

    Meeting: Congress of Neurological Surgeons 2016 Annual Meeting - Late Breaking Science

    Introduction: Adipose-derived (AD) stem cells can differentiate into neuroectodermal elements based on environmental cues. We tested the safety of intraventricular brain injections of non-genetically-modified ADSVF in the human.

    Methods: IRB-directed animal studies were deemed safe to proceed with a Phase 1 human trial. From 5/22/14-4/19/16, 20 patients underwent ADSVF injection into the lateral ventricle via a reservoir or their ventriculo-peritoneal shunts. All patients had exhausted conventional therapies. Five patients had Alzheimer’s Disease (ALZ), 5 ALS, 5 progressive MS (MS-P), 3 multiple system atrophy (MSA), 1 Traumatic Brain Injury (TBI), and 1 stroke. Median age:66 (range: 41-82). ADSVF was procured using an IDE-pending liposuction and cell-separation technique. Twenty patients had at least one injection, 17 at least 2, 6 at least 4 injections for a total of 69 injections. Patients received intraventricular injection volumes of 3.5-10cc (median:4cc) containing 4.05 X 105 to 6.2 X 107 cells/cc.

    Results: Median f/u: 1.5 years. Five of 69 injections (7.2%) led to 1-2 days of transient meningismus, headache and temperature elevation. No patient had seizure or infection. MRIs were unchanged, except for one ALZ patient whose hippocampal volume increased from 6th to 28th percentile. Of the ALZ patients, 4 are stable or improved in tests of cognition. None showed change in tau or ß-amyloid levels in CSF testing. Four ALS patients are deceased, and 1 is stable; Five MS-P patients are stable or improved. Two of the MSA patients are deceased. Deaths were considered related to natural disease progression. Disease stability or improvement was seen in 90% of the combined AD and MS-P population.

    Conclusions: ADSVF was safely injected into the human brain ventricular system. The secondary endpoints of clinical improvement or stability were promising in the AD and MS-P groups in particular. The ALS and MSA patients may need earlier intervention. A phase 2 study is being considered.

    Patient Care: This is the first reported study of using non-genetically modified stem cells injected into the human ventricular system. Any ongoing or future research with genetically modified ADSC may use this important information to potentially deliver stem cells more effectively and safely. We hope to have a major impact on survival and patient quality of life moving forward with a Phase 2 study.

    Learning Objectives: To understand how autologous stem cells may be administered into the human ventricular system. To understand the potential risks and safety of this technique. To understand potential positive secondary endpoints of clinical stability and improvement using this technique.

    References: None

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